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    URANTIA v MAAHERRA, No. 9517093

    U.S. 9th Circuit Court of Appeals

    URANTIA v MAAHERRA
    No. 9517093

    URANTIA FOUNDATION, a non-profit
    foundation,                                                  No. 95-17093
    Plaintiff-Appellant,
                                                                 D.C. No.
    v.                                                           CV-91-00325-SMM
    
    KRISTEN MAAHERRA,                                            OPINION
    Defendant-Appellee.
    
    
    Appeal from the United States District Court
    for the District of Arizona
    Warren K. Urbom, Senior District Judge, Presiding
    
    Argued and Submitted
    January 14, 1997--San Francisco, California
    
    Filed June 10, 1997
    
    Before: Donald P. Lay,* Alfred T. Goodwin, and
    Mary M. Schroeder, Circuit Judges.
    
    Opinion by Judge Schroeder
    
    _________________________________________________________________
    _________________________________________________________________
    
    COUNSEL
    
    Gordon Dean Booth, Jr., Booth, Owens & Jospin, Atlanta,
    Georgia, and Robert S. Venning, Heller, Ehrman, White &
    McAuliffe, San Francisco, California, for the plaintiff-
    appellant.
    
    Joseph D. Lewis, Cleary & Komen, Washington, D.C., for the
    defendant-appellee.
    
    _________________________________________________________________
    OPINION
    
    SCHROEDER, Circuit Judge:
    
    This is a copyright dispute between parties who believe the
    copyrighted work, the Urantia Book, was authored by celes-
    tial beings and transcribed, compiled and collected by mere
    mortals. In this litigation, the plaintiff-appellant Urantia Foun-
    dation claims that the defendant-appellee Kristen Maaherra
    infringed the Foundation's copyright when she distributed a
    computerized version of the Book on disk. Maaherra con-
    cedes copying, so the only issue before us is whether the
    Foundation owns a valid copyright in the Book.
    
    The district court granted summary judgment to Maaherra
    on the ground that the Foundation's renewal copyright was
    invalid. Urantia Foundation v. Maaherra, 895 F. Supp. 1347
    (D. Ariz. 1995).1 The court determined that the Foundation
    was not a proper renewal claimant because the Book was not
    a "work made for hire," as claimed on the renewal certificate,
    and that even though the Book could have qualified as a
    "composite work," the Foundation had failed to show that it
    was its "proprietor." See 17 U.S.C.S 304(a) (providing that
    proprietors of composite works and works made for hire can
    claim renewal). We conclude that the Foundation has estab-
    lished that it was, at the time of renewal, the proprietor of a
    composite work, and that the mistaken description on the
    renewal certificate does not affect the validity of the renewal.
    We therefore reverse the district court's grant of summary
    judgment in favor of Maaherra.
    BACKGROUND
    
    Central to an understanding of the case is the history, as
    perceived by both parties, of the creation of the Book. Both
    parties believe that the words in the Book were "authored" by
    non-human spiritual beings described in terms such as the
    Divine Counselor, the Chief of the Corps of Superuniverse
    Personalities, and the Chief of the Archangels of Nebadon.
    These spiritual entities are thought to have delivered the
    teachings, that were eventually assembled in the Book,
    "through" a patient of a Chicago psychiatrist, Dr. Sadler.
    
    The parties also agree that to understand these divine mes-
    sages better and to share them with the rest of the world, Dr.
    Sadler formed a group of five or six followers, called the Con-
    tact Commission. At first, the members of the Contact Com-
    mission started discussing the divine teachings among
    themselves. Then, apparently in response to what they per-
    ceived to be prompting from the spiritual beings, and in col-
    laboration with a larger group of followers called the Forum,
    the Contact Commission began to pose specific questions to
    the spiritual beings. The answers to these questions, as trans-
    mitted to the humans and arranged by them, became the Uran-
    tia Papers. At some point, the manuscript containing the
    Papers was intentionally destroyed after the creation of about
    2,000 printing plates.
    
    Members of the Contact Commission, including founding
    member Dr. Sadler, then formed the Urantia Foundation, an
    Illinois charitable trust, for one purpose: to preserve and dis-
    seminate the teachings contained in the Papers. It appears that
    the Foundation was, at least initially, headquartered at Dr.
    Sadler's home. The Contact Commission transferred the print-
    ing plates to the Foundation through the trust instrument.
    
    The transfer is detailed in a district court opinion, arising
    in another circuit, and also involving the validity of the Foun-
    dation's copyright in the Book, but analyzing the validity of
    the original, rather than the renewal copyright. Urantia Foun-
    dation v. Burton, 210 U.S.P.Q. 217 (W.D. Mich. 1980). The
    Burton court found that the trust instrument described the
    Foundation's primary estate as consisting of the printing
    plates on which the Papers were inscribed. The instrument
    also provided that the trustees were specifically empowered,
    and had the duty, "to retain absolute and unconditional control
    of all plates and other media for the printing and reproduction
    of the Urantia Book and any translation thereof. . .." Id. at
    219 (citing to Paragraph 3.3 of the trust instrument).
    
    The Foundation published the Book in 1955. The original
    copyright certificate was issued to the Foundation in 1956.
    The Foundation renewed the copyright in 1983.
    
    In 1990, Maaherra, who resides in Arizona, and who
    describes herself as "an avid reader of the [Book] since
    1969," prepared a study aid that included the entire text of the
    Book and started distributing it free of charge to various indi-
    viduals. That same year, the Foundation learned that someone
    was distributing the Book on computer disks, using the Foun-
    dation's trademarks. Upon discovering that Maaherra was
    responsible for this, the Foundation filed the instant suit in
    1991. See Urantia Foundation v. Maaherra, 895 F. Supp.
    1338 (D. Ariz. 1995) (recounting this chronology).
    
    This appeal is from the district court's October 25, 1995
    amended final judgment based on its February 10, 1995 order
    granting summary judgment to Maaherra on the Foundation's
    copyright infringement claim. See Urantia, 895 F. Supp.
    1347.
    
    DISCUSSION
    
    Copyrightability of the Book
    
    A threshold issue in this case is whether the work, because
    it is claimed to embody the words of celestial beings rather
    than human beings, is copyrightable at all. "To qualify for
    copyright protection, a work must be original to the author."
    Feist Publications, Inc. v. Rural Telephone Service Company,
    Inc., 
    499 U.S. 340, 345
      (1991)(citation omitted). The core
    statute, 17 U.S.C. S 102(a), provides:
    
           [c]opyright protection subsists . . . in original works
           of authorship fixed in any tangible medium of
           expression, . . . from which they can be perceived,
           reproduced, or otherwise communicated, either
           directly or with the aid of a machine or device.
    
    17 U.S.C. S 102(a). "Original, as the term is used in copy-
    right, means only that the work was independently created by
    the author (as opposed to copied from other works), and that
    it possesses at least some minimal degree of creativity." Feist,
    499 U.S. at 345
     (citation omitted).
    
    [1] Maaherra claims that there can be no valid copyright in
    the Book because it lacks the requisite ingredient of human
    creativity, and that therefore the Book is not a "work of
    authorship" within the meaning of the Copyright Act. The
    copyright laws, of course, do not expressly require "human"
    authorship, and considerable controversy has arisen in recent
    years over the copyrightability of computer-generated works.
    See Arthur R. Miller, Copyright Protection for Computer Pro-
    grams, Databases, and Computer-Generated Works: Is Any-
    thing New Since CONTU?, 106 Harv. L. Rev. 977 (1993). We
    agree with Maaherra, however, that it is not creations of
    divine beings that the copyright laws were intended to protect,
    and that in this case some element of human creativity must
    have occurred in order for the Book to be copyrightable. At
    the very least, for a worldly entity to be guilty of infringing
    a copyright, that entity must have copied something created
    by another worldly entity.
    
    The district court held that the Book was copyrightable.
    However, if the court erred in this regard, we need not reach
    the other issues in the case.
    
    [2] The copyrightability issue is not a metaphysical one
    requiring the courts to determine whether or not the Book had
    celestial origins. In this case, the belief both parties may have
    regarding those origins, and their claim that the Book is a
    product of divine revelation, is a matter of faith, and obvi-
    ously a crucial element in the promotion and dissemination of
    the Book. For copyright purposes, however, a work is copy-
    rightable if copyrightability is claimed by the first human
    beings who compiled, selected, coordinated, and arranged the
    Urantia teachings, "in such a way that the resulting work as
    a whole constitutes an original work of authorship. " 17 U.S.C.
    S 101 (defining a "compilation"). See also 17 U.S.C. S 103
    (providing that compilations are copyrightable). Those who
    were responsible for the creation of the tangible literary form
    that could be read by others, could have claimed copyright for
    themselves as "authors," because they were responsible for
    the revelations appearing " `in such a way' as to render the
    work as a whole original." Feist, 
    499 U.S. at 358
     (referring
    to the statutory definition of compilation).
    
    The Supreme Court in Feist, supra, held that the white
    pages of the plaintiff's telephone directory did not qualify for
    copyright protection, because there was nothing original about
    listing names of the area's telephone subscribers in alphabeti-
    cal order. Yet Feist also recognized that a compilation of facts
    may possess the requisite originality when the author chooses
    which facts to include, in what order to place them, and how
    to arrange the data so that readers may use them effectively.
    Feist simply reaffirmed what the statute provides and what
    had been known since The Trademark Cases, 
    100 U.S. 82
    
    (1879) and Burrow-Giles Lithographic Co. v. Sarony, 111
    U.S. 53 (1884): that copyright protection only extends to
    those components of the work that are "original " to the
    "author", and not to the facts themselves. Feist, 499 U.S. at
    346-47, 350-51.
    
    [3] In this case, the Contact Commission may have
    received some guidance from celestial beings when the Com-
    mission posed the questions, but the members of the Contact
    Commission chose and formulated the specific questions
    asked. These questions materially contributed to the structure
    of the Papers, to the arrangement of the revelations in each
    Paper, and to the organization and order in which the Papers
    followed one another. We hold that the human selection and
    arrangement of the revelations in this case could not have
    been so "mechanical or routine as to require no creativity
    whatsoever." Feist, 499 at 362. We conclude, therefore, that
    the "extremely low" threshold level of creativity required for
    copyright protection has been met in this case. See Feist, 499
    U.S. at 345. ("The vast majority of works make the grade
    quite easily, as they possess some creative spark,`no matter
    how crude, humble, or obvious' it might be.") (quotation
    omitted).
    
    [4] It must be remembered that the claim of copyright
    infringement in this case concerns the verbatim copying of the
    entire Urantia Book, including the selection and arrangement
    of the revelations into the Papers that comprise the Book. This
    case does not concern the use of a single "revelation" outside
    the context of the Book, which for purposes of this case
    would be analogous to a "fact," and which of course would
    not be copyrightable. See Feist, 
    499 U.S. at 347
    .
    
    This principle, the distinction between revelations as facts
    and the expression of these revelations, was recognized in a
    1941 copyright infringement case that involved similar claims
    of divine authorship. Oliver v. Saint Germain Foundation, 41
    F. Supp. 296 (S.D. Cal. 1941). In Oliver, as here, the plain-
    tiff's religious text proclaimed that the facts contained in the
    text had come straight from a spirit, and that the spirit was the
    author of the history in the text. Id. at 297. In that case, how-
    ever, the plaintiff (unsuccessfully) claimed copyright protec-
    tion in the divine revelations themselves, and in the methods
    of spiritual communication, rather than in the plaintiff's spe-
    cific selection or arrangement of these divine revelations. The
    defendant in Oliver had not copied that arrangement and
    selection, but simply had written another text using the same
    divine "facts." Id. at 299. The court in Oliver made it clear
    that, had the claim been that the selection and arrangement of
    the divine revelations had been infringed, the plaintiff's copy-
    right infringement claim might have had merit. Id. 
    
    [5] Thus, notwithstanding the Urantia Book's claimed non-
    human origin, the Papers in the form in which they were orig-
    inally organized and compiled by the members of the Contact
    Commission were at least partially the product of human cre-
    ativity. The Papers thus did not belong to that "narrow cate-
    gory of works in which the creative spark is utterly lacking or
    so trivial as to be virtually nonexistent." Feist, 499 U.S. at
    359 (citation omitted). Therefore, the Papers were works ame-
    nable to common law copyright protection, and the district
    court correctly so held.
    
    Ownership of the Copyright at the
    Time of Original Publication
    
    The district court held that even though a common law
    copyright was created at the time the Papers came into being,
    the Foundation itself had not adequately shown that it owned
    that copyright in 1955, when it published the Book, so as to
    entitle it to claim the statutory copyright. Urantia, 895 F.
    Supp. at 1350-51, 1354. Because the district court was of the
    opinion that the Foundation had come into possession of the
    plates "serendipitously," the court found that the Foundation
    had failed to establish how it had become the "proprietor" of
    the copyright in the Papers. Id. at 1354.
    
    The district court accurately observed that the selection of
    Dr. Sadler's patient as the amanuensis for communicating the
    teachings eventually transcribed on the plates was indeed ser-
    endipitous. We believe the controlling issue, however, is
    whether, as of the time of publication, the Foundation, the
    copyright claimant, could trace its title back to the humans
    who owned the original common law copyright. We hold that
    it could.
    
    [6] Under the 1909 Copyright Act, 17 U.S.C. SS 1, et. seq.
    (superseded in 1978), an unpublished work was protected by
    common law copyright from the moment it was created, until
    it was either published with proper notice, or otherwise
    received protection under federal copyright law. See Twin
    Books Corp. v. Walt Disney Co., 83 F.3d 1162, 1165 (9th Cir.
    1996). The Papers were therefore protected by common law
    copyright from the moment they were created by the members
    of the Contact Commission until publication of the Book. The
    question is whether those humans transferred that copyright to
    the Foundation.
    
    [7] Even though the precise words "assign" or "transfer" do
    not appear in the trust instrument, the members of the Contact
    Commission demonstrated their intent to transfer the common
    law copyright in the Papers to the Foundation both through
    the language of the trust instrument itself, and by delivery of
    the printing plates to the Foundation. The trust instrument
    provided that the trustees of the Foundation were "to retain
    absolute and unconditional control of all plates and other
    media for the printing and reproduction of the Urantia Book
    and any translation thereof. . . ." See Burton, supra, at 219.
    Under the 1909 Act, a common law copyright could be
    assigned without the necessity of observing any formalities.
    D. Nimmer & M.B. Nimmer, Nimmer on Copyright,
    S 10.03[B][2], at 10-45 (1996) [hereinafter Nimmer]. In fact,
    the mere possession of the printing plates by the Foundation,
    the purported assignee, may have been sufficient to establish
    an assignment as against a third party, such as Maaherra, who
    does not claim any superior copyright interest. Id. at 10-46.
    Professor Nimmer notes that "[t]his was particularly true
    where over a long period of time, the author and other inter-
    ested parties had acquiesced in the putative assignee's
    ownership." Id. (citing, inter alia, Burton, supra). Because the
    intent to transfer ownership of the plates to the Foundation
    was clear, and the plates were delivered to the Foundation, we
    hold that the members of the Contact Commission also
    intended to transfer, and did in fact transfer, their copyright in
    the Papers to the Foundation. Thus, when the Foundation pub-
    lished the Book in 1955, the original statutory copyright in the
    Book automatically vested in the Foundation. See Nimmer,
    S 9.01[B][2] at 9-17.
    
    That does not conclude our inquiry, however, because we
    are dealing here not only with the validity of the original
    copyright, but with the validity of the renewal.
    
    Validity of the Renewal
    
    Maaherra challenges on a number of theories, the validity
    of the copyright renewal certificate the Foundation obtained
    in 1983. The certificate stated that the Foundation was claim-
    ing renewal as the "proprietor of copyright in a work made for
    hire." Maaherra first contends that the Book was not a "work
    made for hire" and that the renewal for that reason is invalid.
    
    The 1983 version of the renewal provision of the 1976
    Copyright Act, applicable to the Foundation's renewal, had
    two provisos: one dealing with renewals by proprietors of cer-
    tain works and the other dealing with the renewals of all other
    works. The statute stated in relevant part:
    
           Any copyright, the first term of which is subsisting
           on January 1, 1978, shall endure for twenty-eight
           years from the date it was originally secured:
           Provided, that in the case of any posthumous work
           or of any periodical, cyclopedic, or other composite
           work upon which the copyright was originally
           secured by the proprietor thereof, or of any work
           copyrighted by a corporate body (otherwise than as
           assignee or licensee of the individual author), or by
           an employer for whom such work is made for hire,
           the proprietor of such copyright shall be entitled to
           a renewal and extension of the copyright in such
           work for the further term of 47 years. . . . And pro-
           vided further, that in the case of any other copy-
           righted work, including a contribution by an
           individual author to a periodical or to a cyclopedic
           or other composite work, the author of such work, if
           still living, or the widow, widower, or children of the
           author, if the author be not living, or if such author,
           widow, widower, or children be not living, then the
           author's executors, or in the absence of a will, his or
           her next of kin shall be entitled to a renewal and
           extension of the copyright in such work for a further
           term of 47 years. . . .
    
    17 U.S.C. S 304(a)(1983).
    
    [8] As to whether the Book was a "work made for hire,"
    Maaherra is probably correct that it was not. The Foundation
    was never the employer of any of the spiritual beings, of Dr.
    Sadler, of the Contact Commission, or of any other entity that
    played a role in the creation of the Papers that were eventually
    transferred to the Foundation. An employment (or commis-
    sioning) relationship at the time the work is created is a condi-
    tion for claiming renewal as the proprietor of a "work made
    for hire". See 17 U.S.C. S 101; Bleistein v. Donaldson Litho-
    graphing Co., 
    188 U.S. 239
     (1903); Lin-Brook Builders Hard-
    ware v. Gertler, 352 F.2d 298 (9th Cir. 1965); Rohauer v.
    Friedman, 306 F.2d 933 (9th Cir. 1962).
    
    Before the district court and on appeal, the Foundation has
    contended that it would have been entitled to claim renewal
    as the "proprietor of a composite work." The district court
    rejected this contention. Urantia, 895 F. Supp. at 1354. The
    problem, in the district court's view, was not whether the
    structure of the Book satisfied the definition of a "composite
    work;" the district court assumed that it did. Rather, the dis-
    trict court held that the Foundation had failed to establish
    "proprietorship" at the time the original copyright was
    secured because it had failed to show a "contractual arrange-
    ment entitling [it] to secure copyright in the various
    contributions." Urantia, 895 F. Supp. at 1354 (citing Cadence
    Industries Corp. v. Ringer, 450 F. Supp. 59, 64 (S.D.N.Y.
    1978)). On this point, we have held the court erred. The lan-
    guage of the trust instrument was, moreover, very broad, and
    sufficient to transfer not only the interest in the original copy-
    right term, but in the renewal as well. See Burton, supra, at
    219.
    
    Maaherra on appeal also contends that even if the Founda-
    tion would have been entitled to secure the Book's renewal
    rights as the "proprietor of a composite work, " the inaccuracy
    in the description of the claim in the Foundation's application
    for renewal destroyed the validity of its renewal copyright.
    This issue the district court did not decide.
    
    Timeliness was the only clear statutory requirement for
    copyright renewal of a work whose original statutory copy-
    right was secured prior to January 1, 1964. The renewal stat-
    ute in effect at the time the Foundation renewed its copyright
    in the Book required the claimant to apply for and register its
    renewal claim within the last year of the original copyright
    term. See 17 U.S.C. S 304(a) (1983) (providing that copyright
    was properly renewed "where application for . . . renewal . . .
    shall have been made to the Copyright Office and duly regis-
    tered therein within one year prior to the expiration of the
    original term of copyright" and that "in default of the registra-
    tion of such application for renewal . . . the copyright in any
    work shall terminate at the expiration of twenty-eight years
    from the date copyright was originally secured[ ]").2 Thus, the
    Foundation had to renew the Book's copyright by December
    31, 1983, when the original copyright term was to expire. See
    17 U.S.C. S 305 (copyright terms "run to the end of the calen-
    dar year in which they would otherwise expire[ ]"). The Foun-
    dation timely applied for renewal in January of 1983.
    
    Maaherra contends, however, that timeliness is not enough.
    Focusing on the language of the first proviso of Section
    304(a), and on a Copyright Office regulation which provides
    the manner in which renewal registrations may be corrected,
    37 C.F.R. S 201.5(b)(2)(iv), she argues that because the
    renewal certificate described the Foundation as the
    "proprietor of a work made for hire" rather than as the
    "proprietor of a composite work", the renewal registration is
    not valid.
    
    The regulation upon which Maaherra relies, provided in
    1983:
    
           Supplementary registration to correct a renewal
           claimant or basis of a claim in a basic renewal regis-
           tration may be made only if the application for sup-
           plementary registration and fee are received in the
           Copyright Office within the statutory time limits for
           renewal. If the error or omission in a basic renewal
           registration is extremely minor, and does not involve
           the identity of the renewal claimant or the legal basis
           of the claim, supplementary registration may be
           made at any time. Supplementary registration is not
           appropriate to add a renewal claimant.
    
    37 C.F.R. S 201.5(b)(2)(iv) (1983). The regulation would thus
    have permitted the Foundation to file a supplementary regis-
    tration to correct its basic registration at any time during the
    renewal period, if the error was minor and did not "involve
    the identity of the renewal claimant or the legal basis for the
    claim." Id. However, corrections to the "identity" of the
    claimant or to the "legal basis of the claim" could only have
    been made within the statutory time limits for renewal, which
    in this case would have expired December 31, 1983.
    
    Maaherra claims that because the error the Foundation
    made in describing the nature of its proprietorship involves
    "the legal basis of the claim," the error can no longer be cor-
    rected, and therefore, the Book was injected into the public
    domain in 1983. There are serious problems with this argu-
    ment.
    
    [9] First, it is not at all clear that the regulation's reference
    to the "legal basis of the claim" contemplates the identifica-
    tion of a particular type of proprietorship described in the first
    proviso of section 304(a). Given the structure of the statute,
    the general term "proprietor" was probably sufficient to iden-
    tify the "legal basis" of the renewal claim in 1983.
    
    [10] Moreover, we have found no case that has ever held
    a renewal invalid for lack of an adequate description of the
    basis of the claim. The only cases in which renewals have
    been forfeited have involved renewals filed by the wrong
    claimant, not by someone describing the wrong type of pro-
    prietorship. The second proviso of section 304(a) establishes
    the priority to renewal rights for authors and their statutory
    heirs. There are cases holding renewal registrations under this
    proviso void, where the renewal was filed in the name of a
    person who was a member of the next succeeding class, when
    members of a priority class living at the time the renewal
    vested should have filed the renewal, but did not. See Nimmer
    S 9.05 [D][1] at 9-85 (citing, inter alia, Marks Music Corp. v.
    Borst Music Pub. Co. Inc., 110 F. Supp. 913 (D.N.J. 1953);
    Yardley v. Houghton Mifflin Co., 25 F. Supp. 361 (S.D.N.Y.
    1938), aff'd, 108 F. 28 (2d Cir. 1939)). In such cases, how-
    ever, in contrast to the situation here, the person filing for
    renewal was not statutorily entitled to renew under any the-
    ory; someone else was. See International Film Exch., Ltd. v.
    Corinth Films, Inc., 621 F. Supp. 631 (S.D.N.Y. 1985)
    (rejecting renewal application because the renewal was filed
    in the name of a licensee, instead of being filed in the name
    of the author, or by the copyright proprietor). As we have
    seen, the Foundation was in fact a proper renewal claimant
    because it was the "proprietor" of the Book both in 1955 and
    in 1983.
    
    [11] Furthermore, even the requirement of accurate identifi-
    cation of the renewal claimant has not been rigidly enforced.
    In at least one case, the actual name of the claimant corpora-
    tion was mistakenly stated in the renewal application, yet the
    infringement action was permitted to go forward. Bourne Co.
    v. Walt Disney Co., 25 U.S.P.Q.2d 1975, 1976 (S.D.N.Y.
    1992), aff'd on other grounds, 68 F.3d 621 (2d Cir. 1995),
    cert. denied, 116 S. Ct. 1890 (1996). See also Nimmer,
    S 9.05[D][1] at 9-85-86, (favorably citing Bourne for refusing
    to cause a forfeiture of copyright based on "useless
    technicalities").
    
    [12] All of this strongly suggests that even if the Founda-
    tion can no longer correct the "work made for hire" descrip-
    tion of its proprietorship claim on the renewal form, the
    Foundation's renewal copyright is not invalid. There is, how-
    ever, even more compelling authority for this result.
    
    [13] The case law is overwhelming that inadvertent mis-
    takes on registration certificates do not invalidate a copyright
    and thus do not bar infringement actions, unless the alleged
    infringer has relied to its detriment on the mistake, or the
    claimant intended to defraud the Copyright Office by making
    the misstatement. See, e.g., Nimmer, S 7.20 at 7-201 and n.6
    ("[A] misstatement or clerical error in the registration applica-
    tion if unaccompanied by fraud will not invalidate the copy-
    right or render the registration certificate incapable of
    supporting an infringement action."), S.O.S, Inc. v. Payday,
    886 F.2d 1081 (9th Cir. 1989); Harris v. Emus Records, 734
    F.2d 1329 (9th Cir. 1984) (citing to Burton, supra, and
    Urantia Foundation v. King, 194 U.S.P.Q. 171, 174-175
    (C.D. Cal. 1977)); Datastorm Technologies, Inc. v. Excalibur
    Communications, Inc., 888 F. Supp. 112 (N.D. Cal. 1995);
    Gund, Inc. v. Swank, Inc., 673 F. Supp. 1233 (S.D.N.Y.
    1987); Craft v. Kobler, 667 F. Supp. 120 (S.D.N.Y. 1987);
    Dynamic Solutions, Inc. v. Planning & Control, Inc., 646 F.
    Supp. 1329 (S.D.N.Y. 1986); Alart Assocs. Inc. v. Aptaker,
    279 F. Supp. 268 (S.D.N.Y. 1968), appeal dismissed, 402
    F.2d 779 (2d Cir. 1968).
    
    We are aware that most of the cases applying a fraud or
    prejudice standard, and permitting infringement actions
    despite inaccuracies in registration, involve defects in original
    registration certificates rather than in renewals. Original regis-
    trations can be changed at any time during the original term
    of copyright, while, as discussed earlier, certain errors in the
    renewal registration of pre-1964 works, such as the Book,
    could only be corrected in the last year of the original term.
    17 U.S.C. S 304(a)(1983); 37 C.F.R. S 201.5(b)(2)(iv)(1983).
    However, the reasoning of these cases does not turn on
    whether or not correction is possible. Indeed, in this circuit,
    a lead decision applying the fraud and prejudice standard,
    contains language strongly implying that this standard should
    apply across the board, regardless of whether the applicable
    statutes or regulations permit corrections. See Harris, supra,
    at 1335 (rejecting defendant's contention that the work had
    entered into the public domain because of inaccuracies in the
    copyright registration, and noting that the 1909 Copyright Act
    did not contain a statutory or regulatory scheme providing
    opportunity for correction of mistakes in copyright registra-
    tions).
    
    These cases generally do not require perfection, but instead
    base their analyses on principles of fair and non-formalistic
    administration of the copyright laws. See, e.g., Huk-a-Poo
    Sportwear, Inc. v. Little Lisa, Ltd., 195 U.S.P.Q. 763
    (S.D.N.Y. 1977) ("This court is mindful of the policy that
    courts seek to preserve copyrights rather than invalidate them
    on the basis of minor defects in registration certificates.");
    Craft, supra, at 125 (even though the copyright owner had not
    claimed "work for hire" on the certificate of registration, the
    court noted that "if the facts sustain his position and if it
    appears that the misstatement was inadvertent, little turns on
    the error; the copyright is not thereby invalidated, nor is the
    certificate of registration rendered incapable of supporting the
    action").
    
    Maaherra argues that the Foundation's claim is neverthe-
    less barred even under the holdings of these cases because the
    Foundation intended to defraud the Copyright Office when it
    stated it was the "proprietor of a work made for hire." See
    Dynamic Solutions, supra, at 1341 ("Errors on the registration
    application do not affect plaintiff's right to sue for infringe-
    ment unless they are knowing and might have caused the
    Copyright Office to reject the application.") Maaherra asserts
    that the Foundation did not want to reveal to the Copyright
    Office that the "authors" were celestial beings because the
    Copyright Office would have rejected the application.
    
    [14] There is no merit to this contention. The Foundation
    deposited two copies of the Book with the Copyright Office.
    The Book clearly describes its own origin as having been cre-
    ated at the instance of: "Planetary celestial supervisors [who
    initiated] those petitions that resulted in the granting of the
    mandates making possible the series of revelations of which
    this presentation is a part." We conclude that there has been
    no fraud on the Foundation's part, and no prejudicial reliance
    on Maaherra's part.
    
    [15] We therefore hold that the Foundation's renewal copy-
    right is valid, and that Maaherra infringed it.
    
    For the foregoing reasons, the decision of the district court
    is REVERSED and the case REMANDED for further pro-
    ceedings on damages. the end
    
    _______________________________________________________________
    
    FOOTNOTES
    
    1 The district court published six orders: Urantia Foundation v.
    Maaherra, 895 F. Supp. 1328 (D. Ariz. 1995); Urantia Foundation v.
    Maaherra, 895 F. Supp. 1329 (D. Ariz. 1995); Urantia Foundation v.
    Maaherra, 895 F. Supp. 1335 (D. Ariz. 1995); Urantia Foundation v.
    Maaherra, 895 F. Supp. 1337 (D. Ariz. 1995); Urantia Foundation v.
    Maaherra, 895 F. Supp. 1338 (D. Ariz. 1995); Urantia Foundation v.
    Maaherra, 895 F. Supp. 1347 (D. Ariz. 1995).
    2 The harshness of that rule led Congress to amend the renewal provision
    in 1992 to provide for automatic renewal. See Copyright Renewal Act of
    1992, Pub. L. 102-307, Sec. 101, 106 Stat. 264 (June 26, 1992) (applying
    only to works whose original statutory copyright was obtained after
    December 31, 1963).
    
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